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• Title:The law of financial services groups / Charles H R Morris.
  
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• Author/Creator:Morris, Charles H R, author.
  
• Published/Created:Oxford, United Kingdom ; New York, NY : Oxford University Press, 2019.
  ©2019
  

• Holdings

  Holdings Record Display

  • Location:LAW LIBRARY (level 3)Where is this?
    
  • Call Number: KJE2188 .M67 2019
    
  • Number of Items:1
    
  • Status:Available
    

   
• Library of Congress Subjects:Financial services industry--Law and legislation--European Union countries.
  Financial services industry--Law and legislation--Great Britain.
  Financial institutions--Law and legislation--European Union countries.
  Financial institutions--Law and legislation--Great Britain.
  
• Edition:First Edition.
  
• Description:xxiii, 464 pages : illustrations ; 26 cm
  
• Summary:"Most legal text books and practitioners' guides focus on the impact of financial services law and regulation as applicable to individual legal entities: the application of such law and regulation on a group basis is often a cursory afterthought, or neglected altogether. This book reverses the balance. It is the first book to fully and systematically address how groups of businesses within the financial services sector are regulated. It starts with the company law and corporate insolvency law foundations and how they are established and formed into groups. It then builds up through prudential regulation and resolution-driven principles, focusing on how such regulations apply and operate at a consolidated group and sub-group level, to the structural responses from firms and counter-responses from legislators and regulators. This new work also considers the tensions that arise from the conflicts between authorities and legal systems on a cross-border basis, and between the formal legal system and the powers and agendas of the regulators. In its final section, the book applies the principles explored in previous sections to a wide range of transaction types. The book covers intragroup transactions, and the role that regulation plays requiring and restricting the movement of financial resources around groups. It is up-to-date as at April 2019, marking the culmination of over 10 years of intense regulatory change, addresses UK ring-fencing rules and EU and US intermediate parent undertaking requirements, and considers the impact of Brexit and the EU banking reform/risk reduction package." -- Information provided by publisher.
  
• Notes:Includes bibliographical references (pages 453-454) and index.
  
• ISBN:9780198844655 (hardback)
  0198844654 (hardback)
  
• Contents:Machine generated contents note: pt. I CORPORATE LAW FOUNDATIONS
  1. Corporate Groups
  2. Company and Corporate Insolvency Law
  pt. II PRUDENTIAL REGULATION
  3. Introduction to Prudential Regulation
  4. Group Prudential Regulation
  5. CRD Prudential Requirements on a Group Basis
  6. Solvency II Prudential Requirements on a Group Basis
  7. Prudential Supervision of Financial Conglomerates
  8. Other Forms of Group Prudential Supervision
  9. Prudential Supervision of Cross-border Groups
  pt. III RESOLUTION
  10. Introduction to Resolution
  11. Resolution and Groups
  12. MREL/TLAC
  13. Cross-border Influences and Tensions on Resolution Groups
  pt. IV STRUCTURAL REGULATION
  14. Group Structure and Regulation
  15. UK Bank Ring-fencing Regime
  16. Holding Companies and Intermediate Parents
  pt. V INTRAGROUP ARRANGEMENTS AND MANAGEMENT
  17. Intragroup Transactions and other Interactions
  18. Employees and Officers of a Group
  pt. VI PRACTICAL APPLICATIONS
  19. Practical Applications.