Holdings Information
The law relating to investment advisors / Robin P. Roddey, Paul F. Monahan.
Bibliographic Record Display
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Title:The law relating to investment advisors / Robin P. Roddey, Paul F. Monahan.
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Author/Creator:Roddey, Robin P., author.
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Other Contributors/Collections:Monahan, Paul F., 1959- author.
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Published/Created:Markham, Ontario : LexisNexis Canada Inc., [2015].
©2015
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Holdings
Holdings Record Display
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Location:LAW LIBRARY (level 3)Where is this?
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Call Number: KE1060 .R63 2015
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Number of Items:1
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Status:Available
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Location:LAW LIBRARY (level 3)Where is this?
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Library of Congress Subjects:Investment advisors--Legal status, laws, etc.--Canada.
Investments--Law and legislation--Canada.
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Description:xvii, 399 pages ; 24 cm
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Notes:Includes bibliographical references and index.
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ISBN:9780433474432
0433474432
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Contents:Regulatory and legislative context
Professional regulation and discipline
The relationship with the client
Client claims : defences, damages, and procedure
The employment relationship.