Holdings Information

Bibliographic Record Display

• Title:Securities regulation in Canada / by Mark R. Gillen, B.Comm, M.B.A., LL.B., LL.M., Professor of Law, University of Victoria.
  
•    
• Author/Creator:Gillen, Mark R., 1957- author.
  
• Published/Created:Toronto, Ontario : Thomson Reuters, [2019]
  ©2019
  

• Holdings

  Holdings Record Display

  • Location: c.1  Temporarily shelved at LAW LIBRARY reference room (level 2)Where is this?
    
  • Call Number: KE1065 .G55 2019
    
  • Number of Items:1
    
  • Status:Available
    

   
• Library of Congress Subjects:Securities--Canada.
  
• Edition:4th edition.
  
• Description:xliv, 1, 101 pages : illustrations ; 23 cm
  
• Notes:At head of title: Carswell.
  Includes bibliographical references and index.
  
• ISBN:9780779891467 perfectbound
  0779891465 perfectbound
  9780779891450 casebound hardcover
  0779891457 casebound hardcover
  
• Contents:Why securities are issued, what are they and the scope of securities regulation
  Types of securities, the distribution of securities and trading in securities
  Security values and securities market efficiency
  A short history of securities regulation in England, the United States and Canada
  Purposes, constitutional division of powers, and sources of securities regulation
  The prospectus requirement
  Civil liability for a misrepresentation in a prospectus
  Continuous disclosure
  Corporate governance requirements in Canadian securities regulation
  Secondary market disclosure sanctions
  Exemptions from the prospectus requirement
  Alternative prospectus procedures : short form, shelf, and prep prospectuses and the multi-jurisdictional disclosure system
  Mandatory disclosure and merit discretion : a reconsideration
  Insider trading
  A reconsideration of the prohibition of insider trading
  Market manipulation
  Takeover bid and issuer bid regulation
  The takeover bid regulation policy debate
  Securities industry regulation
  Investment funds
  Enforcement mechanisms
  Derivative securities.