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Securities regulation in Canada / by Mark R. Gillen, B.Comm, M.B.A., LL.B., LL.M., Professor of Law, University of Victoria.
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Title:Securities regulation in Canada / by Mark R. Gillen, B.Comm, M.B.A., LL.B., LL.M., Professor of Law, University of Victoria.
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Author/Creator:Gillen, Mark R., 1957- author.
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Published/Created:Toronto, Ontario : Thomson Reuters, [2019]
©2019
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Location:
c.1
Temporarily shelved at LAW LIBRARY reference room (level 2)Where is this?
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Call Number: KE1065 .G55 2019
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Number of Items:1
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Status:Available
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Location:
c.1
Temporarily shelved at LAW LIBRARY reference room (level 2)Where is this?
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Library of Congress Subjects:Securities--Canada.
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Edition:4th edition.
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Description:xliv, 1, 101 pages : illustrations ; 23 cm
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Notes:At head of title: Carswell.
Includes bibliographical references and index.
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ISBN:9780779891467 perfectbound
0779891465 perfectbound
9780779891450 casebound hardcover
0779891457 casebound hardcover
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Contents:Why securities are issued, what are they and the scope of securities regulation
Types of securities, the distribution of securities and trading in securities
Security values and securities market efficiency
A short history of securities regulation in England, the United States and Canada
Purposes, constitutional division of powers, and sources of securities regulation
The prospectus requirement
Civil liability for a misrepresentation in a prospectus
Continuous disclosure
Corporate governance requirements in Canadian securities regulation
Secondary market disclosure sanctions
Exemptions from the prospectus requirement
Alternative prospectus procedures : short form, shelf, and prep prospectuses and the multi-jurisdictional disclosure system
Mandatory disclosure and merit discretion : a reconsideration
Insider trading
A reconsideration of the prohibition of insider trading
Market manipulation
Takeover bid and issuer bid regulation
The takeover bid regulation policy debate
Securities industry regulation
Investment funds
Enforcement mechanisms
Derivative securities.