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Bibliographic Record Display

• Title:Duties of securities brokers in Canada / Jeffrey G. MacIntosh, Christopher C. Nicholls.
  
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• Author/Creator:MacIntosh, Jeffrey G., author.
  
• Other Contributors/Collections:Nicholls, Christopher C., author.
  
• Published/Created:Toronto, Ontario : LexisNexis Canada, 2021.
  ©2021
  

• Holdings

  Holdings Record Display

  • Location:LAW LIBRARY (level 3)Where is this?
    
  • Call Number: KE1062 .M33 2021
    
  • Number of Items:1
    
  • Status:Available
    

   
• Library of Congress Subjects:Stockbrokers--Legal status, laws, etc.--Canada.
  
• Description:xvi, 184 pages ; 24 cm
  
• Summary:"The duties of securities brokers in Canada."-- Provided by publisher.
  
• Notes:Includes bibliographical references and index.
  
• ISBN:9780433490616 hardcover
  0433490616 hardcover
  
• Contents:Introduction to the legal and regulatory framework
  Overview of key industry rules
  The gatekeeper role
  Know-your-client rules
  The suitability obligation
  Civil liability of brokers (Part I) : duty of care and duty to warn
  Civil liability of brokers (Part II) : fiduciary duty.